ESMA and EBA to harmonise supervisory review and evaluation of investment firms
21 July 2022 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,...
Retail investment products: ESMA proposes key risk indicators
20 July 2022 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,...
ESMA objects to EU Commission on its draft ITS proposal on insider lists
2 May 2022 The European Securities and Markets Authority (ESMA), the EU securities regulator, today...
ESMA recommendations to improve investor protection
29 April 2022 The European Securities and Markets Authority (ESMA), the EU securities markets regulator,...
ESMA responds to EU Commission consultation on the Listing Act
Paris, 15 February 2022 MARKET ABUSE MIFID – INVESTOR PROTECTION PROSPECTUS The European Securities and...
ESMA launches a Common Supervisory Action with NCAs
8 February 2022 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,...
EBA, EIOPA and ESMA Conference: Financial education and literacy are a priority
3 February 2022 The European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA, held their...
ESMA publishes supervisory briefing on the use of tied agents under MiFID II
2 February 2022 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,...
ESMA Consultation on Guidelines n MiFID II suitability requirements aspects
From 27 January 2022 to 27 April 2022 Details ESMA invites comments on all matters...
ESMA consults on the review of MiFID II suitability guidelines
27 January 2022 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,...
ESMA seeks investor protection and intermediaries experts for stakeholder panel
7 January 2022 MIFID – INVESTOR PROTECTION The European Securities and Markets Authority (ESMA) has...
ESMA publishes new MiFID II guidance on investor protection
03 January 2022 MIFID – INVESTOR PROTECTION The European Securities and Markets Authority (ESMA), the...
ESMA addresses investment recommendations made on social media platforms
28 October 2021 MARKET INTEGRITY, MIFID – INVESTOR PROTECTION The European Securities and Markets Authority (ESMA),...
ESMA consults on review of the MiFID II best execution reporting regime
24 September 2021 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,...
SPACs: ESMA publishes guidance on prospectus disclosure and investor protection
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today issued...